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UK Strategy and Practice & Post Conflict Reconstruction Unit

 

 

 

 

POST CONFLICT STABILISATION:

IMPROVING THE UNITED KINGDOM’S CONTRIBUTION

Consultation on United Kingdom strategy and practice and establishment of a Post Conflict Reconstruction Unit.

 

 

 

 

Post Conflict Reconstruction Unit

Autumn 2004

www.postconflict.gov.uk

consultation@postconflict.gov.uk

 

 

 

 

 

Contents

 

I

Background: dealing with instability

 

II

Wider current efforts

 

III

The PCRU and its tasks

 

 

 

 

Annex A

PCRU consultation issues

 

 

 

Appendix 1

Definitions of terms and abbreviations

Appendix 2

More information on organisations referenced



I                       BACKGROUND: DEALING WITH INSTABILITY 

The British Government has an interest in post conflict stabilisation, and in consulting in the process of setting up a new capability.

 

The Government is determined to improve the United Kingdom’s capacity to deal with post conflict stabilisation. Accordingly, it announced its intention to set up a Post Conflict Reconstruction Unit (PCRU) to lead this work in a written statement to Parliament on 16 September 2004[1]. This process is a long term undertaking and, although the PCRU is at an early stage of development, it is already clear that the Government cannot succeed alone. We would like to involve you in the process of developing the new capabilities that are needed.

 

2        As part of the global community, we need to do more to maintain a stable, secure environment, including achieving effective transitions from the immediate response to an insecure situation, to long term development. The global environment in which we all operating has changed and will continue to change. There will be new threats to security in the future and the world is becoming so inter-linked that people in one part of it cannot feel secure when large parts of the world remain unstable. This is because insecurity:

·       destroys people’s living conditions, communities and local societies.

·       spreads to other parts of the world. For example, it provides opportunities for organised crime, drug and people trafficking to flourish and a benign operating environment for terrorists, and it creates refugees and internally displaced people

·       undermines prospects for long term peace, development, poverty reduction.

 

3        There is particular scope to improve the way in which post conflict situations can be addressed. The term post conflict is difficult to define but we use it to refer to the phase after a conflict, where there is a need for recovery and stabilisation to restore essential services and structures, and to put in the groundwork for long term stability. In recent years, the United Kingdom, with the international community, has been increasingly involved in helping countries and communities to stabilise after conflict, from the Balkans to East Timor, Afghanistan, Sierra Leone, Mozambique and Iraq. Post conflict situations are starting to be better understood and it is perhaps clearer what we can do to improve our handling of them. For example, we have long recognised that military force alone cannot achieve long term security. Particularly when our own armed forces are engaged, we aim to have the civilian capability to work alongside them to make effective arrangements for immediate post conflict stabilisation. The Government is interested in drawing on a wide spectrum of experience as to how this can best be done.

 

II                      WIDER CURRENT EFFORTS                            

The UK Government is already addressing various aspects of insecurity, both as a member of the international community and independently.

 

4        In order to deal better with insecurity, we need to improve our capability to respond to unstable situations, including conflict. Many interested organisations are reviewing their approaches, and how to help generate the best outcomes in specific post conflict situations.

 

5        International institutions, including the United Nations 1, European Union 2, World Bank 3 and North Atlantic Treaty Organisation 4, are initiating approaches to insecurity on behalf of the international community. These aim to build and maintain peace; promote security, development and stabilisation; and tackle challenges in specific regions. The independent Commission for Africa 5 is examining how Africa and the international community can work together, including on peace and security. In other countries too, governments are taking initiatives to develop their national approaches to insecurity[2]. The UK Government is working to improve UK and international responses to post-conflict situations by:

·       contributing UK expertise in specific situations[3].

·       working on long-term preventative approaches to stabilise Countries at Risk of Instability within the Prime Minister's Strategy Unita.

·       having individual Government Departments contribute through their Departmental work b and joint initiatives c.

·       continuing to review its overall approach to insecurity.

 

III                     THE PCRU AND ITS TASKS                 

In order to achieve early and effective stabilisation and transition, we need to build on existing lessons and develop new capabilities.

 

PCRU: Concept

 

6                There are specific ways in which the UK can maximise its ability to contribute to post conflict stabilisation. We do not wish to duplicate existing work but recognise that the challenges are not yet fully met and believe that we should address the issues as a whole, in close partnership with others. Therefore, the British Government has decided to create the PCRU as a dedicated structure to ensure the UK’s contribution to post conflict recovery is better designed, faster, and more flexible. The PCRU is intended to be a cross-government[4] and multi-disciplinary team. It is initially being developed to be used primarily where significant UK forces are engaged.

It will have a double remit:

(i)    develop strategy for post conflict stabilisation, including linking military and civilian planning, and working with the wider international community.

(ii)   plan, implement and manage the UK contribution to post conflict stabilisation, including practical civilian capabilities needed to stabilise the environment in immediate post conflict situations.

We will build its capabilities incrementally, based on previous experience and analysis of future needs. We are preparing the PCRU for use in a range of possible future situations.

 

Post conflict reconstruction: initial guiding principles

 

7                It is important to ensure that the overall international approach to post conflict stabilisation is structured to achieve early and effective stabilisation and transition. While we acknowledge that each situation is different, there are some principles which are widely accepted, for example:

·                Local interests must guide operations because a society has to develop its own ways of sustaining security, if it is to last. This means that we need ways of tailor-making solutions, including making sure that operations are appropriate and that they involve the interests of the whole region.

·                The reasons for operations must be understood and the organisations conducting them properly held to account. Operations must have a clear purpose. Clear political authority must be established.

·                Operations must safeguard human rights and maintain appropriate standards of behaviour. They need to incorporate positive practices and avoid harmful ones.

·                A very wide variety of nations and organisations that have a part to play should be able to contribute to multilateral solutions. Actors in post conflict environments, including national and international institutions and organisations across all sectors, need to find ways of co-operating and contributing. We need to take a coherent, international, practical approach geared to achieving effects on-the-ground.

·                Solutions to conflict situations need to reflect their complexity and our response to insecurity needs to be fast and agile. This requires advance planning; new capabilities; and ways of engaging relevant interest groups early in devising the responses.

·                Traditionally, the organisations involved in generating conditions for long term stability (usually political, development and local communities) inherit a situation from those that have been responsible for the immediate response to a crisis (usually military forces and the humanitarian community). However, in order to achieve effective stabilisation, political, development, humanitarian and security needs have to be addressed together. Therefore, solutions need to effect transition from immediate responses to an insecure situation, to long term stability.

·                Solutions must establish the political and social conditions needed for a country to stabilise. Local populations need to take responsibility for their own societies and the international community has lately placed great emphasis on elections as a way of doing this. Local populations need to develop a sense of identity, direction and hope; and to recover from war and oppression. There need to be ways of ensuring that local populations understand developments, and play a full part. It has been helpful, for example, to encourage efforts of the key groups in a society like professionals, local communities, women, children and other civil society organisations. It is worth finding ways of ensuring that women play an active part. Initiatives to encourage civil society, enterprise, the communications media and creative industries can also be worthwhile.

·                A consistent set of principles to guide our overall approach to post-conflict stabilisation and reconstruction will help our practices to be internationally interoperable, and implement in practice what we learn in theory and from on-the-ground experiences.

 

How can you help?

 

8        We would like to involve you in the process of thinking through the new capabilities and procedures that may be needed for the PCRU to fulfil its purpose best. The Unit will be most effective if it is able to work with experts, in is own planning and on the ground. Our initial work has identified a number of issues on which we would welcome your views. We have set these out in Annex A and hope that you will contribute. Your views will contribute to the PCRU’s development.

 

ANNEX A
POST CONFLICT RECONSTRUCTION UNIT (PCRU) CONSULTATION ISSUES

 

Our initial work has identified a number of questions on which we welcome your views. 

 

The PCRU is planning to operate from the start to be as useful and effective as possible. The Government believes that it is worth taking time now to do this properly for the medium term, though it also expects the Unit to continue evolving over the long term. Your views will influence how the PCRU is set up and develops. Initial consultation will carry on over the next three months. We will share the results of the process. There will be a final report in the Spring and we will hold discussions and publish materials on our website. We would like to include a selection of contributions, so please let us know if you would prefer parts of your contribution not to be made public. We will need long term consultation capabilities, not least to make sure that specific PCRU operations are well-informed and that the PCRU continues to be effective. We will consider the best ways of involving others in the PCRU’s work over the longer term as part of this consultation process.

 

2        The results will be used in three ways.

(i)              To help develop new UK Government capabilities. The Government acknowledges that we need to develop new long term capabilities which build on a wide range of experience and take account of lessons that the international community has learnt. The Government would value advice on the particular skills and capabilities that the PCRU should develop.

(ii)            To deepen understanding about post conflict reconstruction. Internationally, there is a large number of interests and activity and the British Government is just one actor. We need to:

·       improve understanding throughout the UK government about its role in these situations.

·       understand the interests, needs, experience and intentions of all actors in post conflict situations so that we can find ways of working together to develop policy.

·       widen the debate so that the public understands actions taken on its behalf and can contribute.

(iii)           To improve effectiveness on-the-ground in post conflict stabilisation. There is a great deal of experience in conducting post conflict stabilisation operations, not only within governments but also in non-governmental organisations and private organisations. As we develop new capabilities and improve existing ones, the Government wants to understand what would make it easier to work together effectively on the ground. We want to work with organisations and individuals where there are common interests. We need to use our collective influence to achieve the wider international co-ordination that is required.

 

3                We are especially keen to understand your interests, learn from your experiences, and know about your current activities and plans, where these are relevant. To help us understand your perspective, it would be helpful if your response to this consultation document focused on brief answers to the following questions.

 

About your interests

4                     What is your interest, and what are your experiences, in post conflict stabilisation and reconstruction? We are especially interested to know in what ways you or your organisation would wish to be engaged with the PCRU’s work.

 

Your general perspective

5                Given the PCRU’s mandate, and your own experience, do you have overall comments about how the PCRU can achieve what it is being set up to do? If you think that there is other work that we should take into account, how do you think that the PCRU should do this? If you think that there are other changes that are needed, how can the PCRU help to bring these about?

 

6                In all of the PCRU’swork, how should we measure effectiveness?

 

Views on specific issues

7        We believe that, in order to succeed, the PCRU will need to:

(i)    tailor-make each of its operations to local needs. Good advance planning and two-way communications with affected populations, especially at local level, are particularly important to get practical input from people whose lives are directly affected, and explain developments to them. How can we ensure that we have this communication and input?

(ii)   work with others. The PCRU will aim to establish and maintain strong links with as many actors as possible on the ground so that we can co-operate productively. How can the PCRU help to generate the conditions which enable organisations to contribute positively to post conflict situations?

(iii) operate as part of a coherent, focused, international approach. The right international arrangements have been critical in previous situations. How do you think that the PCRU can best contribute to the sort of collaborative, international approach that is needed?

(iv)  be flexible. The PCRU will have to keep challenges under constant review, and absorb lessons fast so that it can tackle challenges that arise, while acknowledging that there will always be external factors beyond its control. How can the PCRU best plan to respond to rapidly changing needs?

(v)   send the right people. The PCRU needs to identify, train and deploy the right sorts of people from a range of backgrounds and probably nationalities. It will need to get quick access to skilled individuals according to the needs of emerging situations which may not be predictable. It needs to prepare people properly before deploying them, and to make sure that they are effectively debriefed after deployment so that it can make the most of their experience, including by propagating it to all interested parties. The PCRU must manage and support its experts when they are deployed, while recognising that there are risks innate in the situations to which these people will go. How should the PCRU find and select volunteers with the qualities and expertise it requires, and how should it best support the staff it selects?

(vi)  apply appropriate resources. The PCRU will develop its own capability and identify wider resources it can mobilise. It will need to decide how to make best use of these. The PCRU may need access to organisations and supplies on an unpredictable but perhaps urgent basis. It will always need access to local expertise. How can the Unit ensure that it will be able to access the sorts of services it might need, including quickly in a crisis? How can the requirements of post conflict reconstruction work in uncertain and variable scenarios be best estimated and provided for?

 

8        We are grateful for whatever ideas you are able to contribute. Please send your responses by email to: consultation@postconflict.gov.uk or by mail to:

PCRU (Consultation)

20 Victoria Street, 3rd Floor

London

SW1H 0NB

United Kingdom

 

 


APPENDIX 1

Definitions of Terms and Abbreviations

 

Post conflict reconstruction is an emerging area. The terms are difficult to define because often the same terms mean different things to different people. The following definitions describe how we have used the terms in this document and are given in the interests of clarity.

 

Co-ordination

the process through which understanding is achieved in the interests of working together on common interests, including liaison, co-operation etc.

DPA

United Nations Department of Political Affairs

DPKO

United Nations Department of Peacekeeping Operations

EU

European Union (Austria, Belgium, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Ireland, Italy, France, Latvia, Lithuania, Luxembourg, Malta, Poland, Portugal, Slovakia, Slovenia, Spain, Sweden, The Netherlands, United Kingdom)

G8

Group of 8 industrialised countries (Canada, France, Germany, Italy, Japan, Russia, United Kingdom, United States of America)

Global community

That which is common among the world’s populations, whether embodied in structures or institutions (like the United Nations) and the nation states that make them up, frameworks (like the law), other organisations or networks which transcend national boundaries, or (as in the case of security) a set of common interests or needs.

International community

International structures or institutions (like the United Nations), the nation states that make them up, and the frameworks through which they operate (like the law),

Intervention

Action to do something. Purpose needs to be specified.

NATO

North Atlantic Treaty Organisation

NRF

NATO Response Force

Operations

The means which enable plans to be implemented. (This is distinct from the military use of the term “operational level” which refers to linking a series of tactical plans or events in order to deliver a strategic goal.)

Peace-building

The UN defines peacebuilding as efforts to assist countries and regions in their transitions from war to peace.

Peacemaking

The UN defines peacemaking as the use of diplomatic means to persuade parties in conflict to cease hostilities and negotiate a peaceful settlement of their dispute.

Post conflict

We distinguish between an immediate post conflict situation (when outside involvement is likely to be needed to maintain security) and longer term needs (which relate to developing indigenous structures which maintain stability) and use the term to describe the situation immediately after conflict, where there is a need for recovery and stabilisation to restore essentials and do the groundwork for long term stability.

Preventive action

The UN defines preventive action as measures to prevent disputes from arising, to resolve them before they escalate into conflicts, or to limit the spread of conflicts when they occur. Measures might include diplomacy, deploying peacekeepers, disarmament and structural (political, institutional, developmental) reform.

Reconstruction

We recognise that other actors use the term to describe a long term process of reconstructing a society’s physical, political and social infrastructure and we use the term to cover recovery and stabilisation immediately after conflict, when there is a need to work with the indigenous population and the international community to restore essentials to maintain stability. For example, through physical rehabilitation; restoring local machinery of government; developing local capabilities or other aspects of helping to rebuild a society.

Sectors

Commonly accepted parts or divisions of the national and international social and institutional infrastructure as in voluntary sector, public sector, private sector, academic community etc.

Stabilisation

Describes the process of achieving an effective transition from immediate responses to an insecure situation, to long term development. Involves enabling a local population to develop politically, economically and socially in the long term so that it can sustain itself without threatening itself or others.

Strategy/ strategic

An overarching goal or set of goals which are achieved through a combination of tactical and operational activities.

Tactics/ tactical

The activities which enable an overarching goal or set of goals (operation and/ or strategy) to be achieved.

Transition

The process of moving from an immediate response to an insecure situation, to long term development.

UK

United Kingdom

UN

United Nations

US

United States


APPENDIX 2

More Information on Organisations Referenced

UK Government

a

Prime Minister’s Strategy Unit www.strategy.gov.uk/output/Page5426.asp

 

The Countries at Risk of Instability work spans early warning/risk assessment to more effective post-conflict strategies. The central message is that the international community cannot continue to lurch from crisis to crisis. It needs more effective preventative responses underpinned by more effective systems to deliver. Crises will still occur and we therefore also need to respond more effectively to crisis and planning our post-crisis response in the context of long-term stabilisation strategies.

 

b

Work in Government Departments

 

The Department for International Development’s (www.dfid.gov.uk) work on long term development contributes to global security. The Foreign and Commonwealth Office (www.fco.gov.uk), through its diplomatic activities, contributes to developments in institutions like the United Nations, European Union, North Atlantic Treaty Organisation and Group of 8 industrialised countries (G8). It also contributes through the UK’s relations with individual nation states and through regional organisations like the Arab League (www.arableagueonline.org) and African Union (www.africa-union.org). The Ministry of Defence (www.mod.uk) maintains a range of defence capabilities for the UK which contribute towards global stability. Defence diplomacy capabilities, for example, carry out security sector reform and advise and train other nations’ military and security sectors.

 

c

Government initiatives

 

The cross-government conflict prevention initiative was set up in April 2001 as a new approach to tackle conflict prevention in countries, regions and across sectors. For example, it has helped to strengthen UN capacity, security sector reform and addressing the proliferation of small arms and light weapons.

 

External

1

United Nations www.un.org

 

The United Nations Department of Political Affairs (DPA www.un.org/Depts/dpa) is responsible for conflict prevention, peace-building and peacemaking and co-ordinates for the UN on early warning and preventive action. DPA engages on preventive work jointly with other parts of the UN. The Secretary-General appoints Special Representatives and Envoys to mediate and negotiate peace agreements. He established the High-Level Panel on Threats, Challenges and Change to examine today’s global threats and analyse future challenges to peace and security. The Panel will also recommend changes necessary to ensure effective collective action, including a review of the principal organs of the UN. The Department of Peacekeeping Operations (DPKO www.un.org/Depts/dpko/dpko/index.asp) manages the UN’s peacekeeping operations and its Best Practices Unit (www.un.org/Depts/dpko/lessons) also providing a lesson-learning capability supports peacekeeping operations by learning lessons and advising.

 

2

European Union www.europa.eu.int

 

The European Union is developing its Common Foreign and Security Policy (CFSP). A Policy Planning and Early Warning Unit in the Council Secretariat (ue.eu.int/cms3_fo/showPage.ASP?lang=en) advises on conflict prevention policy. The European Commission External Relations Directorate General’s Conflict Prevention and Civilian Crisis Management team (www.europa.eu.int/comm/external_relations/cpcm) is developing EU response to civilian crises. The EU’s Rapid Reaction Mechanism mobilises Member States’ civilian experts (in areas such as mine clearance, customs, mediation, training of police or judges) in crises. The EU is developing new capabilities relating to policing, rule of law, civilian administration and civil protection.

 

3

World Bank www.worldbank.org

 

The World Bank views conflict prevention and post-conflict reconstruction as critical to its mission to reduce poverty. Its Conflict Prevention and Reconstruction Unit (lnweb18.worldbank.org/essd/sdvext.nsf/67ByDocName/ConflictPreventionandReconstruction) assesses causes, consequences and characteristics of conflicts and learns lessons. It designs development efforts specific to conflict affected countries and its Post-Conflict Fund, which has accumulated $63.3 million since it was set up in 1997, supports related innovative initiatives.

 

4

North Atlantic Treaty Organisation www.nato.int

 

The North Atlantic Treaty Organisation (NATO) is developing its technologically advanced Response Force (NRF) to act in the early stages of a crisis. The NRF aspires to be capable of being deployed anywhere in the world within five days and of sustaining itself for up to a month on a range of missions.

 

5

Commission for Africa www.commissionforafrica.org

 

The Commission for Africa is examining the international community’s role, as well as Africa’s past and present, in order to generate action for a strong and prosperous Africa in the future.

 

 



[1] The Secretary of State for International Development: Together with the Secretary of State for Foreign Affairs and the Secretary of State for Defence, I wish to inform Parliament of the Government’s intention to improve the United Kingdom’s capacity to deal with immediate post conflict stabilisation, including by integrating civilian and military policy, planning and operations. In recent years, the United Kingdom, with the international community, has been increasingly involved in helping countries to stabilise after conflict. We need to deal better with conflict and instability, learn lessons and improve our capability to respond. Within this broader context, there is particular scope to improve the way in which we deal with immediate post conflict situations, especially those which include military and civilian components. The Foreign and Commonwealth Office, Ministry of Defence and Department for International Development are working closely to develop the capabilities that are needed. The Foreign Secretary will chair a new Cabinet Sub-Committee on Post Conflict Reconstruction. My Right Honourable friends and I expect to be in a position formally to establish an inter-departmental Post Conflict Reconstruction Unit later this year to lead this work. It will have a policy and operational role. In Spring 2005 we anticipate being able to inform Parliament about its initial capabilities. Meanwhile, my Right Honourable friends and I have placed a note in the House of Commons library which provides more detail about the Government’s aims and plans.” Hansard 16 Sept 2004 : Column 173-4WS.

[2] For example, the United States has an Office for the Co-ordinator for Reconstruction and Stabilization within the State Department, with representatives of other Departments.

[3] Over the last few years, for example, the UK has been called on to give international assistance on justice, the security sector, public administration, essential infrastructure, population displacement, health, finance and media sector reform.

 

[4] The Foreign and Commonwealth Office, Ministry of Defence and Department for International Development and others are working to develop the capabilities that are needed. The Foreign Secretary will chair a new Cabinet Sub-Committee on Post Conflict Reconstruction. The Government expects that the PCRU will have an initial capability by Spring 2005. The PCRU is being set up with Department of International Development funds to cover administrative and running costs until the end of the period covered by the current spending review (2008). Operations will need to be funded separately.

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